CJA
HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS

This Article
Right arrow Abstract Freely available
Right arrow Résumé de cet Article
Right arrow Full Text (PDF)
Right arrow Submit a scholarly reply
Right arrow Alert me when this article is cited
Right arrow Alert me when eLetters are posted
Right arrow Alert me if a correction is posted
Services
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Right arrow reprints & permissions
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Ayuso, M. A.
Right arrow Articles by Carbó, J. M.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Ayuso, M. A.
Right arrow Articles by Carbó, J. M.
Canadian Journal of Anesthesia 50:81-85 (2003)
© Canadian Anesthesiologists' Society, 2003

Cardiothoracic Anesthesia, Respiration and Airway

Predicting difficult orotracheal intubation in pharyngo-laryngeal disease: preliminary results of a composite index

[La prédiction de difficulté d’intubation orotrachéale en cas de lésion pharyngo-laryngée : résultats préliminaires d’un indice composé]

M. Angeles Ayuso, MD, Xavier Sala, MD, Mercè Luis, MD and Joan M. Carbó, MD

From the Department of Anesthesiology, Hospital Clínic Universitari of Barcelona, Barcelona, Spain.

Address correspondence to: Dr. M.A. Ayuso, Servicio Anestesiología y Reanimación, Hospital Clinic Universitari, C/Villarroel 170, 08034 Barcelona, Spain. Phone: 34-932275558; E-mail: 6691ayc{at}comb.es


    Abstract
 TOP
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
Purpose: Prediction of difficulty in orotracheal intubation (DI) in patients undergoing laryngeal microsurgery should help reduce the morbidity-mortality associated with this clinical situation. To establish a simple score to predict this difficulty, we studied 11 variables and their association with DI in these patients.

Methods: The study included 181 patients. The variables evaluated were: Mallampati grade, thyromental distance, mouth opening, temporomandibular joint movement, tooth morphology, maxillary deficiency, head and neck movement, receding mandible, body mass index, and clinical symptoms of laryngeal and supraglottic disease. To establish the score, regression coefficients of the statistically significant variables were used on adjusted logistic regression analysis.

Results: DI was present in 50 patients (28%) and orotracheal intubation was impossible in four (2%). Except for obesity, all the variables evaluated were predictive of DI. A simple predictive test was established based on logistic regression analysis including all the variables except temporomandibular joint movement. To determine the optimum cut-off for the new test, a receiver operating characteristic curve analysis was applied. A score >= 5 in the proposed test provided a sensitivity of 94% and a specificity of 76%.

Conclusion: The index we describe is aimed at predicting DI in a very specific population with a high risk of this complication. This index uses a series of variables which may be measured easily during the preoperative period and provides an excellent predictive capacity with a high sensitivity and specificity when the index is >= 5.


    Introduction
 TOP
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
DIFFICULTY in airway management is one of the aspects which concerns anesthesiologists most and which leads to the greatest repercussions in regard to anesthetic morbidity-mortality. There is a wide variety of presurgical tests for predicting difficult intubation (DI),1,2 however, the predictive tests applicable in the general population are not adequate for use in patients with laryngeal disease3,4 in whom the incidence of DI is greater because of localization of the surgical site.5 Considering the relevance of detecting DI preoperatively in patients with laryngeal disease, we sought to determine a simple test to, preoperatively, identify patients who may present this difficulty.


    Methods
 TOP
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
One hundred eighty-one consecutive adult patients with laryngeal disease scheduled to undergo laryngeal microsurgery under general anesthesia with orotracheal intubation (OTI) were included in the study. Patients with acute respiratory insufficiency with a baseline SpO2 < 85% were excluded.

Preoperative evaluation was carried out by an anesthesiologist with experience in otorhinolaryngology (ENT) surgery. The variables evaluated are shown in Table IGo.


View this table:
[in this window]
[in a new window]
 
TABLE I Definition of the risk factors for difficult intubation (DI) evaluated in this study
 
The management of anesthesia was carried out according to a pre-established protocol by an expert anesthesiologist blinded to the preoperative evaluation of the airway. Direct laryngoscopy was undertaken according to the Cormack and Lehane scale,7 in the sniffing position with spontaneous ventilation and prior to the administration of a muscle relaxant. The best possible glottic view was graded applying external laryngeal manipulation (OELM maneuver) or backward, upward, rightward laryngeal displacement (BURP maneuver) by a second anesthesiologist.

Intubation was considered difficult in the following cases: a) when intubation was not achieved, and b) when intubation was achieved but the glottic view during laryngoscopy was Cormack grades III or IV; or anatomical alterations impeded the identification of the laryngeal structures and the glottic lumen; or auxillary equipment was required to achieve OTI (rigid stylet, fibroscope intubation or transtracheal jet ventilation).

Statistical analysis was performed using the SPSS 10.0 statistical package for Windows. The different variables were analyzed independently to evaluate their statistical influence on DI by univariate tests (Chi-square). Sensitivity, specificity and odds ratio were determined for each of the independent variables with statistical significance. To evaluate the influence of the different variables studied in the prediction of difficult tracheal intubation an unsaturated logistic regression model was used. Regression coefficients (B) of the statistically significant variables included in the regression analysis were used, (adjusted for relative weight) to create a simple test capable of predicting DI preoperatively. To determine the optimum cut off point of this simple test, a receiver operating characteristic (ROC) curve analysis was performed.


    Results
 TOP
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
One hundred eighty-one patients [134 males and 47 females; mean age 53.5 ± 19.2 yr; body mass index (BMI): 27 ± 4.2 kg•m2] were included in the study.

The grades of laryngoscopic view obtained according to the Cormack and Lehane scale were I in 84 patients (46.4%), II in 47 (26%), III in 34 (18.7%), and IV in 12 (6.6%). In four (2.2%) cases the glottic space was not recognized due to a large tumoral deformation of all the larynx.

The incidence of DI according to the predefined criteria was 30% (54 patients), intubation was impossible in four (2.2% of the patients) and tracheostomy was carried out. Intubation was possible in the remaining 50 patients (28%). Table IIGo details the cases of DI.


View this table:
[in this window]
[in a new window]
 
TABLE II Criteria for difficult intubation
 
Forty-eight patients (26.5%) had a supraglottic (39 patients) or glottic (nine patients) neoplastic process, while in 133 patients the disease was non-neoplastic. DI was encountered in 60% (24 patients) of neoplastic patients and in 22% (29 patients) of non-neoplastic patients (P < 0.05).

On univariant statistical analysis all the variables, except BMI, showed DI to be statistically significant (P < 0.05). However, individually, these variables showed low predictive reliability as demonstrated by the values of sensitivity, specificity and positive and negative predictive value (Table IIIGo).


View this table:
[in this window]
[in a new window]
 
TABLE III Statistical results of the prediction capacity of the different variables studied (univariate analysis, Chi- square test)
 
On logistic regression analysis it was found that all the variables, except for mobility of the temporomandibular joint and grade II Mallampati, were independent and predicted DI in this group of patients (Table IVGo). A simplified risk score was calculated by adding the adjusted B values obtained (Table IVGo). On analysis of the ROC curve with the simple score, the optimum cut-off was 5 (a score >= 5 provides a sensitivity of 94% and a specificity of 76%). With a cut-off of >= 4 the sensitivity was 100% and the specificity was 64%; being 89% and 89%, respectively with a cut-off of >= 6.


View this table:
[in this window]
[in a new window]
 
TABLE IV Independent factors related to difficult orotracheal intubation
 

    Discussion
 TOP
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
There is an elevated incidence of DI in patients with laryngeal disease and we developed a preoperative test that provides an excellent predictive capacity with a sensitivity of 94% and a specificity of 76% when the index result is >= 5.

The elevated incidence of DI observed may be largely explained by all aspects of laryngeal disease (airway tumour, dental pathology, previous radiotherapy, etc...). In the general population the incidence of DI ranges from 0.5–2%,8 and in ENT surgery DI ranges from 8–10%.4 Nonetheless, the incidence of DI rises to 28%4 when the patient presents a tumour of the airway, as was the case in our study.

Different factors determine the incidence of DI including the criteria adopted to define DI.8 According to the criteria of Tse9 and Pottecher,8 we considered that a Cormack grade 3 laryngoscopy may be associated with technical difficulties in tracheal intubation. On the other hand, other factors such as a severe stenosis of the glottic lumen impeding the introduction of the endotracheal tube and a large supraglottic tumour making localization of the position of the glottis or recognition of the laryngeal anatomical structures difficult, have been considered criteria for DI.4 We took numerous criteria into account to improve the prediction of DI in an attempt to decrease the morbidity associated with anesthesia in patients with pharyngo-laryngeal disease.

Predictive tests applicable to the general population are not adequate for use in patients with laryngeal disease. The Mallampati test applied in the general population presents a sensitivity of 84% but its subjectivity has been criticized10 as has its low sensitivity in specific groups. Thus, in ENT surgery, the sensitivity of this test decreases to 60% having a specificity of 72%.3 Application of the Wilson index to a general population has a sensitivity of 75% with a specificity of 88%.2 Nonetheless, when it is applied to patients with an airway tumour, the sensitivity decreases to 9%, with a specificity of 93%.4 Therefore, the specific aspects of pharyngo-laryngeal disease should be considered when developing a test applicable for the screening of DI in the preoperative period. The simple test we propose demonstrates a sensitivity of 94% and a specificity of 76% when score results >= 5. This is probably due to the inclusion of an important factor such as the supraglottic localization of the lesion which may present great difficulties in localization of the glottis since our objective was exclusively for laryngeal disease and not for other ENT surgical pathologies.

The statistical methodology applied in the study by Arné et al.5 was similar to that developed in our study and was based on logistic regression analysis of the different variables predicting DI. This statistical analysis requires a high number of cases to be reliable. The high incidence of DI and the application in such a specific population makes the results of the statistical analysis more reliable and reproducible. However, contrary to the study by Arné et al.,5 we did not include a validation group of patients.

In conclusion, we developed a simple index aimed at predicting DI in a very specific population of patients undergoing laryngeal microsurgery with a high risk of DI. This index uses a series of variables which may be measured easily during the preoperative period and provides an excellent predictive capacity with a high sensitivity and specificity when the index result is >= 5. However, a validation study remains necessary.

Revision received October 18, 2002. Accepted for publication June 3, 2002.


    References
 TOP
 Abstract
 Introduction
 Methods
 Results
 Discussion
 References
 
1 Samsoon GLT, Young JRB. Difficult tracheal intubation: a retrospective study. Anaesthesia 1987; 42: 487–90.[Medline]

2 Wilson ME, Spiegelhalter D, Robertson JA, Lesser P. Predicting difficult intubation. Br J Anaesth 1988; 61: 211–6.[Abstract/Free Full Text]

3 Bergler W, Maleck W, Baker-Schreyer A, Ungemach J, Petroianu G, Hormann K. The Mallampati score. Prediction of difficult intubation in otolaryngologic laser surgery by Mallampati score (German). Anaesthesist 1997; 46: 437–40.[Medline]

4 Descoins P, Arné J, Bresard D, Ariès J, Fusciardi J. Proposal of a new multifactorial score to predict difficult intubation in ENT and stomatological surgery. A preliminary study (French). Ann Fr Anesth Réanim 1994; 13: 195–200.[Medline]

5 Arné J, Descoins P, Fusciardi J, et al. Preoperative assessment for difficult intubation in general and ENT surgery: predictive value of a clinical multivariate risk index. Br J Anaesth 1998; 80: 140–6.[Abstract/Free Full Text]

6 Frerk CM. Predicting difficult intubation. Anaesthesia 1991; 46: 1005–8.[Medline]

7 Cormack RS, Lehane J. Difficult tracheal intubation in obstetrics. Anaesthesia 1984; 39: 1105–11.[Medline]

8 Pottecher TH, Velten M, Galani M, Forrler M. Compared predictive value of clinical signs of difficult intubation in women (French). Ann Fr Anesth Reanim 1991; 10: 430–5.[Medline]

9 Tse JC, Rimm EB, Hussain A. Predicting difficult endotracheal intubation in surgical patients scheduled for general anesthesia: a prospective blind study. Anesth Analg 1995; 81: 254–8.[Abstract]

10 Charters P, Perera S, Horton WA. Visibility of pharyngeal structrures as a predictor of difficult intubation (Letter). Anaesthesia 1987; 42: 1115.




This article has been cited by other articles:


Home page
Anesth. Analg.Home page
A. Lee, L. T. Y. Fan, T. Gin, M. K. Karmakar, and W. D. Ngan Kee
A systematic review (meta-analysis) of the accuracy of the mallampati tests to predict the difficult airway.
Anesth. Analg., June 1, 2006; 102(6): 1867 - 1878.
[Abstract] [Full Text] [PDF]


This Article
Right arrow Abstract Freely available
Right arrow Résumé de cet Article
Right arrow Full Text (PDF)
Right arrow Submit a scholarly reply
Right arrow Alert me when this article is cited
Right arrow Alert me when eLetters are posted
Right arrow Alert me if a correction is posted
Services
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Right arrow reprints & permissions
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Ayuso, M. A.
Right arrow Articles by Carbó, J. M.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Ayuso, M. A.
Right arrow Articles by Carbó, J. M.


HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS