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From the Department of Anesthesiology, Mayo Clinic College of Medicine, Rochester, Minnesota, USA.
Address correspondence to: Dr. Christopher M. Burkle, Department of Anesthesiology, Mayo Clinic, 200 First Street S.W., Rochester, Minnesota 55905, USA. Phone: 507-284-9695; Fax: 507-284-0120; E-mail: burkle.christopher{at}mayo.edu
| Abstract |
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Methods: Difficult intubation via direct laryngoscopy at Mayo Clinic Rochester is recorded in an electronic database using a functional classification: 0 = no difficulty; 1 = mild to moderate difficulty; and 2 = severe difficulty often requiring a change in intubation technique. Using this database, the total number of intubations was determined for a selected review period and the incidence of failure to intubate by direct laryngoscopy was established. Abstraction of chart data allowed for determination of associated morbidity and mortality, success of alternative airway devices, and case cancellation rate.
Results: During the period from August 1, 2001 through December 31, 2002, 37,482 patients underwent general anesthesia with attempted direct laryngoscopy. One hundred sixty-one patients (0.43%) could not be intubated by direct laryngoscopy alone. Morbidity associated with difficult intubation included soft tissue/dental damage (n = 8), intraoperative cardiac arrest (n = 1), and possible aspiration (n = 1). Three patients required intensive care unit admission. There was no associated mortality. The most commonly used alternative airway device was the flexible fibreoptic scope. Five case cancellations resulted from failure to intubate with alternative devices.
Conclusion: The rate of unexpected failure to intubate by direct laryngoscopy is essentially unchanged from earlier studies. While morbidity was low, continued education and early use of alternative difficult airway devices may further limit complications associated with this event.
| Introduction |
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Respiratory events during anesthesia comprise the largest class of injury in the American Society of Anesthesiologists (ASA) Closed Claims Project.6 Inadequate ventilation, esophageal intubation, and difficult tracheal intubation were reported to be the most common causes of adverse respiratory outcomes. Airway trauma associated with difficult intubation was cited in nearly 50% of these cases. These data are recorded only from medico-legal cases, introducing selection bias and making any calculation of the overall incidence with which this occurs unreliable. In one review of 18,500 intubations, Rose and Cohen concluded that difficult tracheal intubations (> two laryngoscopy attempts) were associated with increased trauma to the airway.3
We undertook a large single-centre study to determine the incidence of unexpected failure to intubate by direct laryngoscopy, the morbidity and mortality associated with this event, and the efficacy of alternative airway devices in this setting.
| Materials and methods |
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Information from each chart was recorded on an Excel spreadsheet. Data were divided into three general sections: 1) incidence of unexpected failure to intubate by direct laryngoscopy; 2) intraoperative management of the unexpected difficult intubation; 3) morbidity and 30-day mortality associated with unexpected difficult intubation and its management. Intraoperative management data abstracted included the ability to ventilate, incidence of case cancellation, a change to regional anesthesia, a change to monitored anesthesia care, types of intubating devices used in subsequent attempts, and final equipment choice used to successfully intubate the trachea. Morbidity associated data included unexpected intensive care unit (ICU) admission, acute myocardial infarction, cardiac arrest, cerebral vascular event, aspiration, pneumothorax, airway/dental trauma, and intraoperative death. If present, each of these adverse events was further reviewed to determine if they were a direct result of difficult intubation. Likewise, deaths within 30-days of a difficult intubation were reviewed to see if the death was due to airway-related causes. If data was incomplete for a patient it was noted and the patients information was not included in the final tabulation of incidence or outcome results.
Statistical analysis
Statistical analysis was performed using a Pearson goodness of fit Chi-square test with the threshold of significance set at P < 0.05.
| Results |
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| Discussion |
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In 1991, the ASA Closed Claims Project published an analysis of "adverse respiratory events in anesthesia."15 Thirty-four percent of all claims were related to respiratory events and an even larger proportion of serious events (brain injury and death) were due to respiratory complications. The most common respiratory events (75%) were inadequate ventilation, esophageal intubation, and difficult intubation. In a follow-up report in 1999, a decrease in esophageal intubation and inadequate ventilation claims was reported.16 This was attributed to better monitoring. Despite heightened awareness, the percentage of claims for difficult intubation was essentially unchanged. Predicting difficult intubations may thus be an elusive goal.14 Most studies evaluating preoperative evaluation of the airway, including those of Rose and Cohen, show a poor positive predictive value for the commonly used tests to predict difficult intubation.
The ASA task force on management of the difficult airway has defined difficult laryngoscopy as being unable "to visualize any portion of the vocal cords with conventional laryngoscopy" and defined difficult intubation as "an airway that requires more than three attempts or more than ten minutes to secure by direct laryngoscopy."13,17 Most studies focus on either the view of the larynx as defined by Cormack and Lehane, or the number of intubation attempts.3,1823
A common criticism of these studies is defining or standardizing the laryngoscopy attempt based upon technique (e.g., position of the patient, use of muscle relaxants, use of external laryngeal manipulation).24 It is often unclear if the view recorded was the first view or the best view obtained after optimization of the technique. Other criticisms have focused on the Cormack-Lehane grading system and its modifications.14,16 It is difficult to control these factors, even prospectively.
Our study is unique in that it reports only failure to intubate using direct laryngoscopy, a clinically important, well-defined end-point. We studied our current clinical practice and made no attempt to document best laryngeal view, patient position, or degree of paralysis as these are difficult or impossible to control. We assumed each anesthesiologist used his or her best clinical judgement in deciding to induce general anesthesia and attempt direct laryngoscopy. We also assumed every effort was made to achieve the best possible view, conditions for intubation by direct laryngoscopy were optimized, and the staff anesthesiologist used his or her best judgement in deciding when to change to an alternate technique. This study was performed at a large teaching hospital where initial attempts at direct laryngoscopy may have been made by residents, student nurse anesthetists, or certified nurse anesthetists prior to attempts by the staff anesthesiologist. Like any large anesthesia department, skill and experience varies in both direct laryngoscopy and the use of alternative airway devices. The Mayo Clinic Department of Anesthesia Advanced Airway Management Laboratory and several intra-departmental difficult airway courses are readily available to all anesthesia providers to practice the skills necessary to manage the unanticipated difficult intubation. Although some feel that the successful use of a bougie to secure the airway does not qualify as failure to intubate, we chose to establish an overall incidence without the use of alternative airway instruments. We studied only patients who were deemed acceptable risks to proceed with induction and direct laryngoscopy as the primary plan for airway management e.g., the unanticipated difficult airway by direct laryngoscopy.
The overall incidence of inability to intubate by direct laryngoscopy is slightly higher than reported in previous studies (Table VI
). Rose and Cohen studied 3,325 patients and reported a failed intubation rate of 0.1%.4 Of note, 0.5% of their patients had four or more attempts at laryngoscopy. In a larger study, the failure rate was 0.3% while 0.4% required four or more laryngoscopy attempts.3 The higher incidence we report may be due to recent emphasis on fewer attempts at laryngoscopy and more rapid transition to alternate techniques. The average number of attempts of direct laryngoscopy per patient in our study was 2.2, however poor documentaion was apparent in 17% of all reported cases. Several authors have suggested repeated laryngoscopy can cause trauma and edema to the airway, making a bad situation (cant intubate) worse (cant intubate, cant ventilate).3,25,26 Mort examined the records of 2,833 patients emergently intubated outside the operating room and found increased airway related complications (hypoxia, regurgitation, aspiration) when three or more direct laryngoscopies were needed for successful intubation.27 While causality could not be established, the study suggests an early alternative approach to intubation may be prudent. Ready access to sophisticated airway equipment and assistance available at our institution may also have influenced the original decision on whether to induce general anesthesia and attempt direct laryngoscopy or proceed directly to an alternative means of intubation. The widespread use and effectiveness of the LMA as an alternative device might allow a more aggressive approach in borderline patients reducing overall failures to establish an airway but raising the failure rate of direct laryngoscopy.
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Our study has several limitations. First, it is retrospective in nature. As a result we selected simple, well-defined end-points such as inability to intubate. Most of the factors not controlled in this retrospective study are difficult to control, even with a prospective study design. For example, it is nearly impossible to control for preoperative assessment of intubation, as most tests have a large inter-observer variability. It is also difficult to ensure complete data entry in studies that include a large number of anesthesia personnel, conducted over a number of years. Optimal positioning and conditions for intubation, practitioner skill and experience, and individual clinical judgement are also difficult to control. Protocols are susceptible to clinical judgement in assessing the airway before and during intubation attempts. The biggest variable may be deciding when to pursue alternate techniques. We wanted to study the reality of clinical practice at our institution. As a large academic institution, our practice may not fairly represent the mainstream practices seen at other facilities. We felt that by having alternative airway devices readily available, this setting may enable a more conservative approach towards the patient deemed difficult to intubate by direct laryngoscopy.
This study suggests that we may have maximized our clinical ability to predict difficult intubation by direct laryngoscopy. The rate of this event is low but unlikely ever to approach zero. Increased familiarity with, and accessibility to alternate techniques may result in their increased and earlier use during the intubation attempts. In our study, minor upper airway trauma and dental injury secondary to direct laryngoscopy attempts were the most commonly observed complications. Should multiple attempts at direct laryngoscopy be avoided? This question remains unanswered. Perhaps emphasis should be directed towards encouraging a ready willingness to apply alternative, practiced techniques early after failed intubation by direct laryngoscopy, thereby minimizing trauma to the airway and decreasing the risks of airway compromise and resulting morbidity.
| Footnotes |
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Financial support: Support was provided solely from institutional and/or departmental sources.
Accepted for publication August 19, 2004. Revision accepted February 8, 2004.
| References |
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