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* From the Departments of Anesthesia,
Medicine,
Cardiac Surgery, and
Biostatistics, Montreal Heart Institute; Université de Montréal; and the
¶ Department of Medicine, McGill Health Center, Montréal, Québec, Canada.
Address correspondence to: Dr. André Y. Denault, Department of Anesthesia, Montreal Heart Institute, 5000 Belanger Street East, Montréal, Québec H1T 1C8, Canada. Phone: 514-376-3330; Fax: 514-376-8784; E-mail: denault{at}videotron.ca
| Abstract |
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Methods: An algorithm using pulsed-wave Doppler interrogation of the mitral and tricuspid valve, the pulmonary and hepatic venous flow, and tissue Doppler interrogation of the mitral and tricuspid annulus was developed. The study was divided in two phases involving two groups of patients undergoing cardiac surgery. In phase I, echocardiographic evaluations of patients (n = 74) were used to test the reproducibility of the algorithm and to evaluate inter-observer variability using Cohens kappa values which were calculated in three specific periods. In phase II, the algorithm was applied to a second group of patients (validation group, n = 179) to explore its prognostic significance. The primary end-point in phase II was DSB.
Results: In phase I, the kappa coefficients for LVDD and RVDD algorithms were 0.77 and 0.82, respectively. In phase II, moderate or severe degrees of LVDD were observed in 29 patients (16%) and moderate to severe RVDD was observed in 18 patients (10%) before cardiac surgery. Both moderate and severe LVDD (P = 0.017) and RVDD (P = 0.049) before surgery were observed more frequently in patients with DSB.
Conclusion: Moderate and severe LVDD and RVDD can be identified with very good reproducibility, and both degrees of diastolic dysfunction are associated with DSB.
| Introduction |
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With respect to evaluating the importance of right ventricular diastolic dysfunction (RVDD), currently available data are limited. An abnormal hepatic venous flow (HVF) pattern is commonly observed after cardiac surgery912 and may suggest right atrial and ventricular dysfunction. Abnormal HVF, suggesting abnormal right ventricular filling, is the most common diastolic abnormality observed in hemodynamically unstable patients after cardiac surgery.13 Furthermore, it has been shown that an abnormal preoperative HVF pattern is associated with hemodynamic instability after cardiac surgery.14 While there are different degrees of LVDD and RVDD,15 their incidence and prognostic importance related to cardiac surgery have not been established. As assessment of LVDD and RVDD can be complex and particularly challenging in the environment of a busy cardiac operating room, we identified that patients might benefit from adoption of an algorithmic approach to evaluation of their cardiac function. We hypothesized that a simple algorithm can be used to stratify the severity of LVDD and RVDD with good reproducibility, and that diastolic dysfunction (DD) grading of this algorithm as marker of abnormal ventricular filling would be predictive of DSB after cardiac surgery.
| Methods |
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In phase I, patients of either sex undergoing valvular surgery alone or in combination with other types of cardiac surgery were included. The phase II validation group included consecutive male and female patients undergoing elective coronary revascularization, valvular surgery, thoracic aortic surgery, heart transplantation or congenital heart disease surgery. A complex operation was defined as a combination of two or more procedures. Patients were excluded if there were specific contraindications to the use of TEE. Such contraindications included, but were not limited to: esophageal disease, weight < 40 kg or inability to insert the probe. In addition, patients with atrial fibrillation, paced or non-sinus rhythms were excluded from the analysis. Left ventricular diastolic dysfunction was not evaluated in patients with mitral stenosis or severe mitral or aortic regurgitation. Right ventricular diastolic dysfunction evaluation was not performed in the presence of severe tricuspid regurgitation and tricuspid annuloplasty. The evaluation of LVDD and RVDD was also not performed if the Doppler signals were not obtained, or if the signal quality was judged by the anesthesiologist performing the examination or the reviewer, to be inadequate for interpretation.
The anesthetic management of this population has been described previously5,14 and was similar for all patients. Patients were monitored with a pulmonary artery catheter, electrocardiogram, pulse oximeter, capnograph and radial artery catheter. A tidal volume of 68 mL·kg1 with an appropriate respiratory frequency was set to achieve a PaCO2 of 40 ± 5 mmHg. Anesthesia was induced with sufentanil and midazolam, then maintained with either isoflurane or sevoflurane according to the preference of the attending anesthesiologist. Thereafter, a multiplane TEE probe (Hewlett Packard Sonos 5500, Omniplane 3.55.0 MHz, Andover, MA, USA) was inserted. A standard TEE examination (see below ) was performed during a period of hemodynamic stability prior to chest opening, before cardiopulmonary bypass (CPB), (during phase I) and again during sternal closure (in phases I and II). Baseline hemodynamic profiles were obtained from a radial artery catheter, a pulmonary artery catheter, and the TEE examination was performed following induction of anesthesia prior to median sternotomy. The following hemodynamic variables were recorded: heart rate, mean arterial pressures (MAP), mean pulmonary artery pressure (MPAP), central venous pressure, pulmonary capillary wedge pressure (PCWP) and cardiac output. Cardiac index (CI) was calculated.
Difficult separation from cardiopulmonary bypass was defined as systolic blood pressure < 80 mmHg confirmed with central measurement (femoral or aortic), in association with either diastolic pulmonary artery pressure or PCWP > 15 mmHg, during progressive weaning from CPB and requiring the use of inotropic or vasopressive support (norepinephrine > 4 µg·min1, epinephrine > 2 µg·min1, dobutamine > 2 µg·kg1·min1, milrinone bolus > 50 µg·kg1, then > 0.5 µg·kg1·min1 , intra-aortic balloon pump or mechanical support)5,13,14 to enable weaning from CPB. The same definition was used for patients in whom off-pump bypass was used and associated with hemodynamic instability at the end of the procedure.
All intraoperative TEE examinations were performed by anesthesiologists with National Board Certification in perioperative echocardiography or more than ten years of experience in TEE. The TEE examination included 2D examination in the midesophageal 4-, 2- and long-axis views and transgastric short-axis view at the mid-papillary level, with additional colour flow imaging of the mitral, aortic and tricuspid valves in order to detect any significant valvular abnormality. This was followed by a pulsed-wave Doppler examination of the pulmonary venous flow (PVF) and transmitral flow in the mid-esophageal view at 0°. Mitral annulus interrogation with tissue Doppler imaging (TDI) was performed according to published guidelines.16
Tissue Doppler interrogation of the mitral annulus can be performed at several sites: antero-lateral at 0°, inferior and anterior at 90° and infero-lateral at 120°. We measured the lateral velocity as it has been shown to be more reproducible.8 Early mitral annular tissue Doppler velocities (Em) below 8 cm·sec1 are consistent with DD and above 12.5 cm·sec1 are considered normal.17 However, these values are mostly derived from awake patients undergoing transthoracic echocardiography. Normal values in patients under general anesthesia are unknown. Furthermore, tissue Doppler data is affected by the angle between the moving target and the Doppler beam, which can be quite different between transthoracic and transesophageal examination. This is why 8 cm·sec1 was selected as the cut-off for an abnormal value, but in the algorithm legend a value between 812.5 cm·sec1 could be considered within normal range.
The classification of LVDD was based on the Canadian consensus guidelines18 and the newer criteria. 19 Mild LVDD was defined by E/A (early filling to late or atrial filling ratio) < 1 in transmitral flow, or 1< E/A < 2, with S/D (systolic to diastolic ration) > 1 in PVF and Em < 8 cm·sec1 or Em < Am (atrial component of the mitral annular tissue Doppler velocity). Moderate LVDD was considered present when E/A > 1 and
2 with S/D < 1 and Em < 8 cm·sec1, or Em < Am. Severe LVDD was diagnosed when E/A > 2 with S/D < 1.
The transtricuspid pulsed Doppler flow was obtained from a mid-esophageal view between 4070°. The transtricuspid Doppler and tricuspid annular velocities were also obtained with a deep transgastric long axis view at 120145° with right-sided rotation (Figure 1
). In this view, the tricuspid annulus interrogation axis is parallel to the Doppler axis. Furthermore, the HVF can be visualized in some patients with this view. A lower esophageal view with right sided rotation was also used to obtain the HVF. Normal right ventricular diastolic function15 was defined using normal values reported for Doppler transtricuspid flow,20 HVF11,21,22 and TDI of the tricuspid annulus.23,24 A normal HVF was defined as a ratio of systolic to diastolic velocities greater than 1 with the atrial wave reversal less than half the maximum systolic wave velocity.21 Mild RVDD was defined by E/A < 1 in transtricuspid flow velocities, or 1 < E/A < 2, with S/D > 1 in HVF and Et (early component of the tricuspid annular tissue Doppler velocity) < At (atrial component of the tricuspid annular tissue Doppler velocity) or an atrial reversal wave more than half of the systolic wave of the HVF. Moderate or severe RVDD was present if a reduced or inverted systolic waveform was present on the Doppler HVF signal, respectively.
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2 test with a two-sided significance level of 0.05 would achieve 66% power to detect a difference between a group 1 proportion,
1, of 0.409 and a group 2 proportion,
2, of 0.655 (odds ratio of 2.743) when the sample sizes are 115 and 29, respectively (a total sample size of 144). For RVDD, a two-group
2 test with a 0.05 two-sided significance level would have 50% power to detect a difference between a group 1 proportion,
1, of 0.476 and a group 2 proportion,
2, of 0.722 (odds ratio of 2.859) when sample sizes are 145 and 18, respectively (a total sample size of 163). Statistical analyses were done with SAS version 8.02 (SAS Institute Inc., Cary, NC, USA). A P value < 0.05 (two tailed) was considered significant. | Results |
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| Discussion |
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In a multivariate analysis, we have previously observed that LVDD was a better predictor of hemo-dynamic instability after cardiac surgery compared to systolic dysfunction.5 However in that study, patients were not graded according to the severity of DD. Moreover, newer modalities such as tissue Doppler were not used at that time. Two groups6,7 have recently observed that more severe forms of LVDD are associated with complications after cardiac surgery. This is consistent with our clinical observations and with large population studies in cardiology28 showing the relationship between LVDD and outcomes.
Right ventricular diastolic dysfunction could represent an additional marker to identify populations at higher risk of requiring vasoactive support and potentially other adverse clinical outcomes. We have previously documented that in hemodynamically unstable patients in the intensive care unit, abnormal right ventricular filling abnormalities were the most common echocardiographic observation.13 We also noted in a pilot study that abnormal HVF, when present before cardiac surgery, was associated with increased need for vasoactive support after cardiac surgery.14 Again, in these two previous studies, patients were not graded according to the severity of RVDD whereas in the present study we confirm that moderate to severe RVDD is associated with lower CI and increased risk of DSB.
In this study, normal (n = 33) to mild RVDD (n = 112) was present in 145 patients (81%), moderate to severe RVDD existed in 18 patients (10%) whereas RVDD function was not evaluable in 16 patients (9%). The overall incidence of RVDD was 74%, which is higher than that reported by Mishra who observed abnormal HVF in 11% of patients undergoing coronary revascularization.29 We have previously observed that abnormal HVF suggestive of RVDD is less common in patients undergoing coronary revascularization as compared to valvular surgery, and reported the presence of abnormal HVF in 41% of patients undergoing valvular surgery14 (including mild, moderate and severe RVDD). The higher percentage of patients with RVDD in the current study is most likely related to the use of tissue Doppler which provided for greater sensitivity in detection of mild RVDD. This echocardiographic modality was not available in the previous study.14 The elevated incidence of RVDD in patients with valvular disease may reflect maladaptation to pulmonary hypertension, which is frequently present in this population. This factor alone could explain why DSB was more frequently observed in patients with abnormal RVDD as our pilot study suggested. Interestingly, in the present study, CI was lower in patients with moderate to severe RVDD whereas MPAP was not "abnormally elevated". The absence of an observed association between pulmonary hypertension and moderate to severe RVDD may be related to the large number of patients who underwent coronary artery bypass grafting in the current series, in contrast to the Carricart study14 where only valvular surgical patients were selected.
There are several limitations to this study. First, we grouped LVDD into two categories instead of the four standard grades. This grouping was necessary for the analysis because a left ventricular restrictive pattern is uncommon before surgery. We observed that restrictive LVDD was indeed present in two patients (1%) in the phase II validation group and in six patients (1.2%) in our TEE database of 500 consecutive patients. The same observations applied to RVDD where a restrictive pattern was also present in only two patients (1%) in the phase II validation group. It would have been futile to have enrolled the large number of patients that would have been necessary to evaluate the independent significance of restrictive LVDD and RVDD on our primary outcome of interest. Mild RVDD, on the other hand, is relatively common, and was observed in the majority of our population (81%) since we began incorporation of tissue Doppler evaluation of our cardiac surgery patients.
The primary goal of the study was to develop and validate a simple algorithm of diastolic dysfunction and explore its predictive value with respect to difficulty in weaning from cardiopulmonary bypass. This is why a phase II validation group was used with DSB as a primary end-point. This study represents the largest published series of patients in whom biventricular diastolic function was assessed in the cardiac surgical setting using the newer Doppler modalities and where the results were also correlated with hemodynamic data. We observed an association between moderate to severe LVDD and RVDD and DSB. However, the number of patients with these diastolic filling abnormalities was insufficient to subject to a multivariable analysis. The relative importance of DD compared to other variables in relation to DSB and mortality should be investigated in a larger population of cardiac surgery patients. The results from the present study are consistent with our earlier work which demonstrated that both abnormal left5 and right13,14 ventricular diastolic profiles are associated with hemo-dynamic instability.
The two anesthesiologists responsible for clinical management of the study patients were not blinded to the echocardiographic data for ethical and practical reasons, and this generates potential for some bias. However, intraoperative anesthetic management was directed towards maintenance of adequate MAP rather than optimization of diastolic parameters and ventricular filling patterns. We also identify that evaluation of LVDD and RVDD is not possible in up to 1020% of cardiac surgical patients for several reasons including rhythm abnormality, severe valvular disease, and inability to obtain a complete set of Doppler images. Finally, several diastolic parameters change with increasing age, including mitral and tricuspid annular velocities,30 and the algorithm was not age-adjusted accordingly for the sake of simplification. However, as most age-related changes in ventricular function involve relaxation abnormalities, patients with normal function and mild diastolic abnormalities were analyzed together, which would have minimized the potential confounding influence of age-related differences in cardiac function.
In summary, the severity of LVDD and RVDD can be determined before cardiac surgery using a simple algorithm. Moderate to severe LVDD and RVDD are associated with a greater risk of DSB and with greater hemodynamic abnormalities. Further multicentre studies with larger populations will be necessary to explore the value of the identification of LVDD and RVDD and the therapeutic implications of incorporating this information into the routine perioperative management of cardiac surgery patients.
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Presented in part at the 2004 Annual Meeting of the Canadian Anesthesiologists Society.
Accepted for publication October 1, 2005. Revision accepted May 15, 2006. Final revision accepted June 15, 2006.
Competing interests: None declared.
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