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* From the Department of Anesthesiology and
Division of Pulmonary and Critical Care Medicine, Mayo Clinic College of Medicine, Rochester, Minnesota, USA.
Address correspondence to: Dr. Juraj Sprung, Department of Anesthesiology, Mayo Clinic College of Medicine, Rochester, MN 55905, USA. Phone: 507-255-3298; Fax: 507-255-6463; E-mail: sprung.juraj{at}mayo.edu
| Abstract |
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Source: A MEDLINE-based English-language literature search was undertaken for the period 19662006, and an EMBASE search covered the overlapping period 19882006. Selected articles were limited to those applying to elderly subjects/patients.
Principal findings: Age-related loss of the lung static recoil forces, stiffening of the chest wall and diminished alveolar surface area lead to a decrease in vital capacity, an increase in residual volume, decrease in expiratory flows and increased ventilation-perfusion heterogeneity. Respiratory muscle strength consistently declines with age further increasing the work of breathing. While gas exchange may be well preserved at rest and during exertion, pulmonary reserve is diminished, and under conditions of positive fluid balance, positioning for surgery, and increased metabolic demand, postoperative respiratory failure can occur. Increased sensitivity to respiratory depressants and muscle weakness pose additional risks for the development of postoperative respiratory complications in elderly patients. Regional anesthetic techniques provide for superior postoperative analgesia, without necessarily altering the frequency of postoperative pulmonary complications in the older surgical population.
Conclusion: Alterations in respiratory physiology associated with aging must be appreciated to anticipate and minimize potential complications associated with surgery and anesthesia in the elderly. Individualized care to optimize preoperative cardiorespiratory function, minimize intraoperative respiratory pertubations, and to gently restore postoperative pulmonary function are essential anesthetic goals for elderly patients who require surgery.
| Introduction |
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This review will describe the fundamental changes in respiratory structure and function associated with aging, and how these changes may affect the perioperative course of elderly patients. A MEDLINE-based English-language literature search was undertaken for the period 19662006, and an EMBASE search covered the overlapping period 19882006. The initial search was performed using the following keywords and terms: "pulmonary function", "surgery", "geriatric an(a)esthesia", "anesthetic agents", "respiratory insufficiency", "respiratory failure", "airway resistance", "respiratory system (lung, chest wall) compliance", "perioperative period", "intraoperative complications", and "perioperative care". Bibliographies of retrieved publications were scanned for additional sources, and selected articles were limited to those applying to elderly subjects/patients.
| AGE-RELATED CHANGES IN PULMONARY FUNCTION |
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The "remodelling" of the chest wall with aging flattens the curvature of the diaphragm, which leads to a reduction in maximal transdiaphragmatic pressure (Pdi).4 Reductions in respiratory muscle mass may also contribute to a decrease in the force produced by respiratory muscle activity. A reduction of skeletal muscle electromyographic activity by as much as 50% in the 70-yr-old individual is attributed to the loss of type II fast-twitch muscle fibres.10 Indeed, in an electrophysiologic study, the electromyographic signal produced by twitch stimulation of the phenic nerve was modestly reduced in the elderly (mean age 73) compared to younger subjects (mean age of 29).11 As a result, during voluntary maximal inspiratory effort Pdi is lower in elderly than in younger patients and this may predispose to diaphragmatic fatigue;12 in clinical settings this may translate into difficulties in weaning a patient from the ventilator.
Age-related changes in pulmonary mechanics, gas exchange and respiratory control
Static lung volumes
The overall effect of loss of inward elastic recoil of the lung with aging is somewhat balanced by the decline in chest wall outward force such that the total lung capacity (TLC) remains unchanged. However, at relaxed end-expiration, the rate of decrease in lung recoil with aging exceeds that of the chest wall, such that functional residual capacity (FRC) increases by 1 to 3% per decade (Figure 2
). Because TLC remains unchanged, an increase in residual volume (5 to 10% per decade) results in a decrease in vital capacity (VC). After age 20, VC decreases 20 to 30 mL per year. The ratio of RV to TLC increases from 25% at 20 yr to 40% in a 70-yr-old subject.
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Maximal expiratory air-flow
Both peak expiratory flow and maximal inspiratory flow rates decrease with aging. The decrease in maximal expiratory flow is attributed to the loss of static lung elastic recoil pressure. These changes lead to an increase in the critical transmural pressure causing a dynamic compression of airways leading to increased upstream resistance, i.e., to expiratory airflow limitation. 1921 This expiratory airflow limitation in elderly subjects causes significant alteration of the ventilatory response to exercise compared to younger adults.22 Figure 4
shows a maximal flow-volume loop and two tidal flow-volume loops (the first measured during rest and the second during maximal exercise) for subjects aged 39, 70 and 88 yr. It is evident that older subjects have less ventilatory reserve to accommodate the increased ventilatory demand of heavy to maximal exercise due to marked airflow limitation.22 The only strategy to increase minute ventilation in elderly subjects is by increasing the frequency of breathing. At the same time, the expiratory flow rates available to elderly subjects may increase the time required to exhale a given volume, which places further constraints on respiratory rate. Despite these limitations in the response to exercise in aged individuals, carbon dioxide and arterial oxygen homeostasis are generally well-maintained even during maximal exercise.23
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Several factors contribute to this age-related decline in PaO2. In young seated subjects breathing air at rest the alveolar-arterial pressure difference for oxygen (A-aDO2) is between 5 and 10 mmHg. An increase in the A-aDO2 with age (Figure 5A
) occurs because of an increase in ventilation/perfusion heterogeneity, thought to be caused by a decrease in alveolar surface area and the above mentioned premature closure of the small airways.27 In addition, increased body mass index (i.e., obesity), which frequently accompanies aging, can contribute to widening of the A-aDO2.
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Regulation of breathing
The breathing pattern changes with age, such that an elderly subject at rest has a lower tidal volume and a higher respiratory rate than a younger subject.31 The mechanism responsible is not known, but it may represent an adaptation to decreases in chest wall compliance.32 In addition, there may be changes in the function of both central chemoreceptors and peripheral mechanoreceptors in the chest wall and lung parenchyma. Compared to younger subjects, elderly individuals have an approximately 50% decrease in their ventilatory responses to hypoxia and hypercapnia.33 Responses to isocapnic hypoxemia during sleep can be even more depressed, and elderly individuals may not arouse from the rapid eye movement phase of sleep until their oxyhemoglobin saturation decreases below 70%. Although in elderly subjects the ventilatory response to hypercapnia is less pronounced than in younger subjects, the ventilatory response to exercise is actually increased. This cannot be explained by either oxyhemoglobin desaturation or increased anaerobiosis.34 Rather, it appears that increased ventilation compensates for increased efficiency of gas exchange, permitting the maintenance of isocapnia during exercise.34
Alterations in respiratory control mechanisms may also contribute to the finding that elderly patients may be less efficient at distinguishing different respiratory stimuli. Thus, a diminished perception of added resistive or elastic ventilatory loads with aging is attributed to altered integration of perception within the central nervous system.3537 Aging is also associated with a decline in the ability to perceive methacholine-induced bronchoconstriction when compared with younger subjects.28 Blunting of the response to hypoxia and hypercapnia, as well as a lower ability to perceive respiratory sensations such as bronchoconstriction, represent a loss of important protective mechanisms which may result in lesser awareness of the disease and its delayed diagnosis in elderly patients.
Upper airway dysfunction
Loss of muscular pharyngeal support with aging predisposes elderly subjects to upper airway obstruction. In addition, respiratory effort in response to upper airway occlusion in obstructive sleep apnea (OSA) patients (as measured by swings in esophageal pressure) decreases with increasing age,38 and this may impair the ability of the elderly OSA patients to open their airways. Repetitive episodes of upper airway obstruction during sleep occur in 24 to 75% of elderly individuals.39 As measured by the apnea-hypopnea index, the prevalence of sleep-disordered breathing increases with age.40 Chronic hypoxemia may lead to cognitive impairment, and OSA patients who experience frequent oxyhemoglobin desaturation may be more cognitively impaired than OSA patients who do not have similar episodes.39
A deterioration of protective mechanisms of cough and swallowing in the elderly may lead to ineffective clearance of secretions and increased susceptibility to aspiration. Loss of protective upper-airway reflexes is presumably due to an age-related peripheral deafferentation together with a decreased central nervous system reflex activity.41 In addition, an increased prevalence of cerebrovascular and neurologic diseases in the elderly may be associated with dysphagia and an impaired cough reflex leading to the increased likelihood of pulmonary aspiration.41 All the above factors may have significant perioperative implications and contribute to postoperative pneumonia in elderly individuals.42
| AGING LUNGS AND PERIOPERATIVE PULMONARY COMPLICATIONS |
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Mechanisms of postoperative pulmonary complications
Although the causes of postoperative pulmonary complications are multifactorial, current thought emphasizes the importance of changes in chest wall function, which is reflected by the fact that thoracic and upper abdominal surgeries are associated with the higher rates of postoperative pulmonary complications.43 Changes in chest wall function lead to atelectasis, which forms within minutes after the induction of anesthesia, and is an important cause of intraoperative gas exchange abnormalities. Alterations in chest wall function that develop during anesthesia and surgery can persist into the postoperative period for several reasons. First, pain may limit the voluntary actions of the chest wall muscles. Second, surgery in the thoracic and abdominal cavities stimulates afferent nerves that innervate these structures and may result in a reflex inhibition of the respiratory muscles. Third, mechanical disruption of respiratory muscles may directly affect their ability to generate chest wall motion. Although laparoscopic surgical techniques may reduce these effects, they still cause stimulation of visceral afferents that significantly affect respiratory control. The net result of these changes is a decrease in the FRC, an impairment of VC, and a pattern of rapid and shallow breathing.
In addition to the above effects, which pertain to patients of all ages, other considerations apply to the elderly. Awake older non-anesthetized patients have less efficient gas exchange compared to younger subjects, as shown by the increase in both A-aDO2 and physiologic pulmonary shunt (Figure 5A
). Supine positioning for anesthesia induces a further decrease in FRC (Figure 2
),24 and the arterial oxygenation appears to be related to the relationship between preoperative closing capacity and intraoperative FRC.44 Alveolar gas exchange during anesthesia is less efficient in the elderly (Figure 5B
) and an inverse relationship exists between the increased age and arterial oxygenation in spontaneously breathing patients.27,45 On the other hand, changes in chest wall and lung properties that accompany aging may actually help protect the elderly from anesthesia-induced changes in gas exchange. For example, atelectasis in dependent lung regions usually develops after induction of anesthesia. However, Gunnarsson et al.46 found that atelectasis is not a prominent feature in elderly patients with healthy lungs during general anesthesia. Similarly, elderly patients with chronic obstructive pulmonary disease tend to show, at least initially following induction of anesthesia, less formation of atelectasis and less shunting compared with normal patients, due to their chronic lung hyperinflation.47
Risk factors for pulmonary complications
Several factors related to changes in aging respiratory system may contribute to pulmonary complications, as listed in Table I
. Decreases in chest wall compliance may increase the work of breathing and increase risk for respiratory failure. Changes in lung mechanics, including an increased tendency for small airway closure, may impair gas exchange and promote atelectasis. Alterations in the control of breathing and increased sensitivity to anesthetic agents in the elderly may increase the incidence of postoperative sleep apnea episodes.
Age
Several studies find age to be a significant independent predictor of risk for perioperative pulmonary complications.42,48,49 For example, in a recent study48 significant multivariate predictors of pulmonary complications after non-thoracic surgery were age > 65 yr, and a smoking history of more than 40 yr. Pedersen et al.50 found that risk factors for perioperative pulmonary complications included patient age older than 70 yr, chronic obstructive lung disease, major surgery, and the use of muscle relaxants during anesthesia. A recent literature review confirmed that advanced age is a risk factor for postoperative pulmonary complications, even after adjustment for other comorbid conditions. 51
General health and cardiopulmonary status
General health status, as assessed by factors such as an American Society of Anesthesiologists physical status classification > 2, poor exercise capacity, and congestive heart failure may be associated with increased pulmonary risk in the elderly.5254 Gerson et al.55 demonstrated that inability to perform two-minute supine bicycle exercise and increase the heart rate to values > 99 beats·min1 was the best predictor of perioperative cardiopulmonary complications in patients older than 65 yr undergoing elective abdominal or noncardiac thoracic surgery. Among patients who were able to achieve these exercise criteria, complications occurred in 9.3%, with death in 0.9%. Among those unable to exercise satisfactorily, cardiac or pulmonary complications occurred in 42% with a mortality rate of 7.2%. Similarly, another study found that patients with better exercise tolerance by self-report, walking distance, or cardiovascular classification had lower rates of postoperative pulmonary complications.56 A recent meta-analysis confirmed that congestive heart failure, more prevalent in elderly, represents a significant risk factor for postoperative pulmonary complications.54
Obesity
As in all other age groups, the prevalence of obesity is increasing in the elderly. Aging is associated with weight gain, and 75% of Americans who are clinically obese are between the ages of 51 and 69. Obesity itself does not appear to be a consistent independent risk factor for pulmonary complications after surgery.54,57 However, respiratory system mechanics are abnormal in the obese (e.g., reduced chest wall compliance), which leads to a lower PaO2 both while awake and while anesthetized.26,58 (http://ihcrp.georgetown.edu/agingsociety/pubhtml/obesity2/obesity2.html, accessed May 20, 2006). The effects of obesity on arterial oxygenation may be compounded by advanced age, although this remains to be examined.
Swallowing and aspiration risk
Decreased respiratory muscle strength combined with diminished cough and swallowing reflexes may diminish secretion clearance and increase the risk of aspiration. The elderly frequently receive poor oral care, resulting in oropharyngeal colonization by potential respiratory tract pathogens.59 Regarding aspiration risk, the loss of cough reflex or muscle strength secondary to neurologic disorders, combined with swallowing dysfunction, may predispose the patient to aspiration-induced lung infections.59 For example, in patients with stroke, the prevalence of swallowing dysfunction ranges from 40 to 70% and many of these patients have silent aspiration.59 The risk of aspiration is relatively high in the elderly because of the increased incidence of dysphagia and gastroesophageal reflux. Selective nasogastric tube decompression after abdominal surgery may reduce the risk of postoperative pulmonary complications.60
Anesthesia related factors
Inadequate reversal of muscle relaxation may be an important factor for postoperative complications in the elderly. Beard et al.61 found a fourfold increase in postoperative pulmonary complications among patients who received intraoperative neuromuscular blockers. In general, pulmonary complications were three times higher among patients receiving a long-acting neuromuscular blocker than among those receiving shorter-acting relaxants.62 The rate of postoperative pulmonary complications may be further increased in elderly patients who are overly narcotized, as hypoventilation leading to respiratory acidosis may potentiate the effects of residual neuromuscular blockade. To avoid these problems in the older patient, shorter acting neuromuscular blocking agents should be selected and the adequacy of reversal of neuromuscular block should be tested before tracheal extubation. A recent meta-analysis suggested that the use of short-acting neuromuscular blockers may be of "probable benefit" for reducing postoperative pulmonary complications.60
| MINIMIZING PULMONARY COMPLICATIONS |
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To minimize perioperative pulmonary complications in the elderly, it is of utmost importance to optimize preoperative respiratory function. This begins with a careful assessment of the patients general physical status, with particular attention to the cardiovascular and respiratory system (Table II
). Tests such as spirometry, chest radiograms, and arterial blood gases should be obtained as indicated from the history and physical examination as a part of this evaluation, but should not be routinely ordered.51 Specific treatment of any disorder identified should be instituted preoperatively if such treatment is likely to result in improved functional status, so long as the benefit outweighs any risk from surgical delay. For example, any patient with a reversible component of airway obstruction must be treated with bronchodilators and/or corticosteroids while those with pulmonary infection must receive antibiotics. Patients who smoke should be given assistance to quit65,66 and patients with OSA should have their status evaluated and properly treated with measures such as continuous positive airway pressure (CPAP). More intensive postoperative monitoring of oxygenation and ventilation may be required in such patients.
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Conduct of anesthesia/surgery
Surgical techniques
When surgically feasible, laparoscopic techniques should be considered in elderly patients with pulmonary compromise. However, significant changes in postoperative respiratory function can also occur following laparoscopic surgery so that their use does not guarantee a postoperative course free of complications. 60
General vs regional anesthesia
In considering pulmonary complications, there are no convincing data to suggest that pulmonary outcomes differ between general and regional anesthetic techniques, therefore, this should not be the basis for anesthetic choice.60 In particular, regional anesthesia may not necessarily be safer for the lungs of the elderly patient, as techniques such as subarachnoid block may be associated with alterations in chest wall muscle tone that may be poorly tolerated in the elderly, especially individuals with chronic obstructive pulmonary disease.
Intraoperative and postoperative analgesia
As in all patients, appropriate planning for postoperative pain control is necessary. There is a long-standing debate as to whether neuraxial techniques such as epidural analgesia reduce the frequency of postoperative pulmonary complications. Although there is no doubt that regional techniques provide excellent analgesia, their specific benefits with respect to pulmonary outcomes are much less clear.43 A meta-analysis conducted by Rodgers et al.69 concluded that regional techniques may confer a functional benefit, however many of the studies used in this and other meta-analyses have methodological limitations. More recent large clinical trials (not blinded) found few differences in outcomes between those receiving and not receiving epidural analgesia, with the exceptions that: 1) respiratory failure was less frequent for some types of operations, and 2) postoperative pain control was improved by epidural analgesia.70 In a blinded trial, Jayr et al.71 demonstrated that epidural techniques provide superior postoperative analgesia, but do not affect the frequency of postoperative pulmonary complications. In another blinded trial, Norris et al.72 was unable to demonstrate a major outcome benefit of an epidural anesthetic technique, other than slightly shorter times to tracheal extubation. The above findings should not discourage the use of these valuable techniques in the elderly, but the evidence does not support their use to minimize pulmonary complications. The use of a full range of adjunctive analgesia techniques, such as infiltration with local anesthetics, peripheral nerve blocks, non-steroidal anti-inflammatory agents, and others as part of a "multi-modal" approach is appropriate.
Anesthetic drugs and adjuvants
The dosing of all anesthetic drugs should reflect differences in pharmacokinetics and pharmacodynamics that accompany aging. Opioids represent a class of drugs with particular significance to respiratory function in the elderly. As elderly patients may be particularly sensitive to opioid analgesics,73,74 they should be titrated carefully in order to avoid postoperative respiratory depression.
Airway and ventilatory management
As discussed above, elderly patients may have altered upper oropharyngeal reflexes, and in such cases it may be desirable to conduct rapid sequence anesthetic induction in order to prevent pulmonary aspiration. Preoxygenation by performing only four deep breaths prior to induction of anesthesia may be insufficient in the elderly patients, who require a full three minutes of 100% oxygen breathing to avoid oxyhemoglobin desaturation during rapid sequence induction.75 In patients with intact oropharyngeal reflexes but significant reactive airway disease, avoidance of endotracheal intubation by use of devices such as the laryngeal mask airway may be preferable.
As discussed above, atelectasis may be a less important cause of intraoperative hypoxemia during general anesthesia in elderly patients,46 however, in elderly obese patients atelectasis may play a significant role in deterioration of postoperative oxygenation.76 There has been considerable recent interest in maneuvers designed to recruit atelectatic lung regions. A variety of studies have shown that the isolated application of positive end-expiratory pressure (PEEP) does not predictably reverse atelectasis or increase arterial oxygenation.77 To reexpand the atelectatic lung, it is necessary to employ a prolonged VC maneuver with high inflation pressures,78 referred to as a "recruitment maneuver". This maneuver should be followed by sufficient PEEP to maintain the alveolar units open.78,79 A peak opening inspiratory pressure of at least 40 cm H2O is needed to fully reverse anesthesia-induced collapse of healthy lungs,80 and even higher if the patient is grossly obese.58 During a recruitment maneuver, as with application of PEEP, arterial blood pressure needs to be closely monitored, particularly in the dehydrated elderly patient because of its potential to reduce preload and induce hypotension.
Postoperative management
Reversal of drug effects
During the immediate postoperative period it is important to carefully manage all drugs that may weaken the respiratory muscles or affect the drive to breathe. Thus, treatment of pain with opioids, sedation with benzodiazepines, and incomplete elimination of residual inhalational anesthetics may reduce the respiratory response to chemical (hypoxemia, hypercapnia) and mechanical load (increased airway resistance), and may result in hypoventilation and hypoxemia. The same concerns apply to patients who have their muscle relaxation inadequately reversed. The elderly may be especially sensitive to these considerations, not only because of altered pharmacokinetics and pharmacodynamics, 74 but because of the diminished functional reserve of their respiratory system.
Lung expansion maneuvers (incentive spirometry, intermittent positive-pressure breathing)
These maneuvers are the mainstay for postoperative prevention of pulmonary complications in the elderly. Presumably, lung expansion maneuvers lower the risk of atelectasis by increasing the mean lung volume, although the exact mechanism of benefit remains unclear. When effectively performed, these techniques may reduce the risk of pulmonary complications by approximately half.81 In addition to these maneuvers, postoperative care of elderly patients should always include early mobilization, as well as the liberal use of more upright positions that increase FRC and may significantly improve gas exchange.24
Non-invasive ventilation
Elderly patients with altered respiratory function may need support to maintain ventilation after extubation in the immediate postoperative period. To avoid tracheal reintubation in patients recovering from acute respiratory failure, some have tried to use non-invasive positive-pressure ventilation through a tightly fitting nasal mask with bilevel positive airway pressure (BiPAP). With BiPAP, inspiratory positive airway pressure (used to provide inspiratory assistance) and expiratory positive airway pressure (used to prevent alveolar closure) can be adjusted independently. Bilevel positive airway pressure delivers CPAP but also senses when an inspiratory effort is being made and delivers a higher pressure during inspiration, therefore it is more efficient in supporting breathing. There is considerable variation amongst studies reporting the outcome of BiPAP in the setting of acute respiratory failure.8284 In theory, BiPAP should minimize the decline in lung volume after surgery and may reduce pulmonary complications, but this possibility has not been studied. It has been shown that the use of CPAP may decrease the incidence of tracheal reintubation and other severe complications in patients who develop hypoxemia after elective major abdominal surgery.85
Prolonged postoperative mechanical ventilation in the elderly
An increasing number of elderly patients receive intensive care treatment after surgery. Because of underlying pulmonary disease, loss of muscle mass, and other comorbid conditions, older persons have increased risk of developing respiratory failure requiring mechanical ventilation86 in response to a variety of physiologic insults, including surgery. In patients with adult respiratory distress syndrome older age is clearly associated with higher mortality rates.87,88 Similar data specific to mechanical ventilation made necessary by postoperative pulmonary complications are not available. Ely et al.89 prospectively studied whether age represents an independent effect on the outcomes of patients requiring mechanical ventilation after admission to an intensive care unit. After adjustment for severity of illness, elderly patients spent a similar amount of time on mechanical ventilation and in the intensive care unit. This suggests that chronologic age should not be a restriction for mechanical ventilation in elderly patients with respiratory failure.89 Nonetheless, age-related alterations of the respiratory system may impact respiratory fitness and may, at least theoretically, contribute to failure to wean from the ventilator.90 Factors known to affect weaning include a decrease in lung elasticity, reduction in FVC, decreased respiratory muscle strength, and decreased chest wall compliance. Long-term ventilator dependence (defined as need for mechanical ventilation for more than six hours per day for more than 21 days) complicates up to 20% of the episodes of mechanical ventilation treated in the intensive care units. Long-term ventilator dependence falls disproportionately to patients aged 70 yr or older.91
Conclusion
Progressive changes in lung and chest wall compliance and the changes in lung morphometry lead to ventilation perfusion mismatching and diminished efficiency of gas exchange in the elderly. Respiratory muscle strength consistently declines with age in a setting where reduced chest wall compliance may increase the work of breathing. Increased sensitivity to respiratory depressants, diminished protective airway reflexes and altered response to hypoxemia with increasing age may pose additional risks for the development of postoperative respiratory complications. Anesthesiologists must be aware of these factors and provide close monitoring and vigorous respiratory care to elderly patients undergoing surgery and anesthesia.
| Acknowledgments |
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| Footnotes |
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Accepted for publication July 21, 2006. Revision accepted September 12, 2006.
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