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From the Department of Anesthesiology, The Ottawa Hospital, University of Ottawa, Ottawa, Ontario, Canada.
Address correspondence to: Dr. Gregory L. Bryson, Department of Anesthesiology, Box 249C, The Ottawa Hospital Civic Campus, 1053 Carling Avenue, Ottawa, Ontario K1Y 4E9, Canada. Phone: 613-761-4169; Fax: 613-761-5209; E-mail: glbryson{at}ottawahospital.on.ca
| Abstract |
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Source: In June 2005 a structured search of MEDLINE from 1966 to present using OVID software was undertaken. Medical subject headings and textwords describing both delirium and POCD were employed. OVIDs Therapy (sensitivity) algorithm was used to maximize the detection of randomized trials. The bibliographies of eligible publications were hand-searched to identify trials not identified in the electronic search. Publications enrolling children were excluded. Levels of evidence and grades of recommendations were scored using Centre for Evidence Based Medicine criteria.
Principal findings: A total of 18 unique randomized controlled trials were identified: two evaluating delirium; ten evaluating POCD; and six evaluating both. Outcomes for delirium were abstracted from eight trials that enrolled 765 patients (387 regional anesthesia; 378 general anesthesia). Outcomes for POCD were identified from 16 trials that enrolled 2,708 patients (1,313 regional anesthesia; 1,395 general anesthesia). Both delirium (1143%) and POCD (1525%) were relatively common in trials actively seeking these outcomes. Consistent Level 2b evidence suggests no significant increase in delirium in patients receiving general anesthesia compared with those receiving regional anesthesia. Similarly, consistent Level 1 evidence indicates that exposure to general anesthesia is not significantly associated with POCD.
Conclusion: Available randomized controlled trials suggest that there is no significant difference in the incidence of delirium or POCD when general anesthesia and regional anesthesia are compared.
| Introduction |
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| Clinical question |
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As her upcoming surgery is amenable to either regional or general anesthesia you ask yourself "Does general anesthesia increase the risk of delirium or cognitive dysfunction in the postoperative period?" Seeking an evidence-based answer to this clinical problem you turn to the literature.
| Methods |
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Trials included in this review met the following criteria: enrolled adult patients undergoing non-cardiac surgery; randomly assigned patients to either regional or general anesthesia; and reported at least one measurement of cognitive outcome. Two investigators (GLB and AW) independently reviewed the abstracts of the trials to identify eligible research. The bibliographies of eligible publications were hand-searched to identify trials not identified in the electronic search.
Reviewers abstracted each trial using a standardized Excel spreadsheet (Microsoft Excel 2002, Mississauga, ON, Canada). Details from each study abstracted included: type of surgery, design of trial, anesthetics compared, outcome (delirium or POCD), outcome measure used; timing of outcome measurement; outcome definition; numbers of patients with postoperative cognitive impairment in regional and general anesthesia groups, primary finding of the study. Trials assessing delirium were those describing delirium, confusion, or using standardized measures of delirium. Trials assessing POCD were those using specific measures of cognitive function. Trials assessing both delirium and POCD were included in both reviews.
The likelihood of methodological bias was assessed using the Jadad score (Appendix 3).1 The Jadad score assigns points for three key items of trial design: randomization, blinding, and accounting for withdrawals. The maximum possible score is 5. Trials scoring 3 or more are generally considered to be of good methodological quality.
Following abstraction of all methodological information both reviewers assigned a Level of Evidence for each trial using the Centre for Evidence Based Medicine guidelines for Therapy.2 This review preferentially cites evidence of the highest quality available and rejects case reports and case control studies when randomized trials were available. Centre for Evidence Based Medicine Levels of Evidence and Grades of Recommendation are described in Appendices 4a and 4b.
Review of current best evidence
Review of abstracts revealed ten eligible trials assessing either delirium or POCD.312 Hand search identified an additional 17 articles1329 so that a total of 27 articles were reviewed in detail. Seven publications were excluded for using a non-randomized18,19,24,27,29 or pseudo-randomized designs.23,26 A single trial, published in Japanese, was excluded when a translator could not be identified.7 A single systematic review was identified and will be discussed separately.12 Following review of outcome definitions and measures a total of 18 unique randomized controlled trials were identified: two evaluating delirium; ten evaluating POCD; and six evaluating both. Outcomes for delirium were abstracted from eight trials that enrolled 765 patients (387 regional; 378 general). Outcomes for POCD were identified from 16 trials that enrolled 2,708 patients (1,313 regional; 1,395 general). Key features of included trials are summarized in Tables I
and II
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| Delirium |
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In seven of the eight trials identified, enrolling a total of 705 patients, the choice of general or regional anesthesia bore no influence on the occurrence of delirium. Only a single trial17 of 60 patients identified a statistically significant difference in the incidence of delirium/confusion associated with the use of regional anesthesia. In this trial, patients assigned to regional anesthesia experienced less favorable scores of cognitive function on the first postoperative day but were otherwise similar to those assigned to general anesthesia.
Research regarding the influence of anesthetic technique on the incidence of delirium has been further limited by weak research methodology. Of the eight trials reviewed two employed validated tools for the detection and diagnosis of delirium,3,11 two relied on institution-specific questionnaires that had not been validated,4,17 and the remainder relied on reports of patient behaviour from health care workers and family. In the absence of a formal screening tool both physicians and nurses fail to diagnose delirium in over two-thirds of cases. Indeed, the incidence of delirium was greater in those trials using properly validated assessment tools (1143%) than in those trials using bedside reports (515%). Failure to properly assess and define delirium as an outcome suggests that research in this field is underreporting and/or incorrectly classifying this important event. Furthermore, only a single trial11 scored 3 or more on the Jadad score of methodological bias. It is difficult or impossible to blind both patients and anesthesiologists to the allocation of regional or general anesthesia thus limiting the maximum scores possible. That said, few trials reported randomization methods or patient withdrawals, both factors associated with a reduction in bias.
Within the methodological limitations discussed above the clinician wishing to answer the question "Does general anesthesia increase the risk of delirium in the postoperative period?" can rely on consistent Level 2b evidence from randomized trials to inform their decision. No significant increase in the incidence of delirium associated with general anesthesia was found in the available trials. It is not possible to rule out the possibility of an effect given the relatively small sample size of the available trials and inconsistent surveillance for delirium. More study is required.
| Postoperative cognitive dysfunction |
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If research on postoperative delirium can be faulted for not using validated assessment tools then research on POCD can perhaps be accused of using too many assessment tools. Studies identified in this review used anywhere between one and 31 individual tests of cognition. Most of these tests are subsets of test banks used for the assessment of memory and intelligence in adults. Few of the tests employed define a score at which a given patient can be said to be impaired. For this reason only three trials9,11,22 quoted rates of POCD ranging from 1525% in-hospital and 510% following discharge. Instead, most trials report mean scores for each individual test at varying times, then assess differences between points-in-time and between groups using analysis of variance.
Only a single trial22 of 60 patients identified a statistically significant decline in cognitive outcome associated with general anesthesia. This trial used no test of cognitive function but instead relied on a bedside clinical assessment of the patients "mental status" by the investigators and family members. When patients were assessed following discharge from hospital there was no difference in cognitive outcome between regional and general anesthesia. The remaining 15 trials detected a decrease in cognitive scores in the immediate postoperative period followed by steady improvement in scores that often exceed baseline assessment by hospital discharge. This change in scores over time is referred to, in statistical terms, as a within-group effect. It should be noted that the improvement in scores seen might reflect the characteristics of the test used rather than an improvement in the patients cognitive abilities per se. Few cognitive tests are designed for repeated testing and many patients score better on them with practice, a so-called learning effect. Despite the significant within-group effect noted, the choice of anesthetic technique was associated neither with a significant difference in scores overall (a between-groups effect) nor with a significant difference in scores at any given time point (group-time interaction). When the math is said and done it is apparent that there is no statistically significant difference in cognitive outcome associated with the choice between regional and general anesthesia.
Similar to the findings in delirium research, trials assessing POCD suffered from a lack of blinding and scored relatively poorly on the Jadad score. Only three of the 16 trials reviewed scored 3 or greater9,11,20 but these three trials provide consistent Level 1b evidence suggesting that the choice of regional or general anesthesia bears no impact on the occurrence of POCD.
Unlike delirium research, POCD has been the subject of a systematic review.12 Conducted in 2003, this systematic review identified 19 randomized controlled trials and four observational studies. Only one of 19 randomized trials22 and none of the observational trials in this systematic review reported a statistically significant difference in cognitive outcomes with regional anesthesia. In comparison, this evidence-based clinical update limited itself to randomized controlled trials, excluded four trials using non- or pseudo-random allocation methods, and included one French-language publication. The variety of outcome measures employed precluded statistical pooling of the results (meta-analysis) but the qualitative results of this systematic review are consistent (homogenous) and can be graded as Level 1a evidence.
After reviewing the statistics and available data, the clinician wishing to answer the question "Does general anesthesia increase the risk of POCD in the postoperative period?" can rely on consistent Level 1 evidence from a systematic review and three randomized controlled trials, as well as Level 2b evidence from 13 other randomized trials, to inform their decision. Best available evidence indicates that the choice between regional and general anesthesia bears no statistically significant influence on the likelihood of postoperative POCD.
| Conclusions |
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Increasing age predicts both delirium38 and POCD35 suggesting that older patients may have pre-existing conditions or limited reserve to cope with the physiological challenges of anesthesia and surgery. A relationship between physiological stress and cognitive change is suggested by studies that frequently identify delirium and POCD following major/complicated surgery35,38 but note it rarely following minor ambulatory surgery.39 Unfortunately none of these characteristics can be modified by the anesthesiologist. Could selection of drugs used in the perioperative period play a role?
While the pathophysiology of delirium is incompletely understood it likely involves relative decreases in muscarinic cholinergic activity, increases in dopaminergic activity, or some combination of both.40 A cholinergic model is supported by observational research in hospitalized elders that demonstrates a nearly twofold increase in the risk of delirium in patients exposed to diphenhydramine, a drug with well known anticholinergic properties.41 Less still is known about the pathophysiology of POCD; however, failure of cholinergic neurotransmission is also felt to be central to the mechanism of other cognitive disorders such as Alzheimers disease and vascular dementia.42 Pharmacologic management strategies based on central cholinergic and dopaminergic neurotransmission await future prospective trials.
Review of the existing literature on anesthesia and cognitive outcomes suggests that investigators conducting these future trials must improve their methods. Simple, validated tools for the assessment of delirium are available for use in both ward43 and intensive care44 settings. The work of the International Study of Perioperative Cognitive Dysfunction45 and consensus recommendations for the assessment of cognition following cardiac surgery46,47 should be reviewed by investigators interested in POCD. Going forward, investigators should develop a standardized suite of assessment tools, analysis methods that correct for multiple comparisons and learning effect, and an agreed-upon definition of POCD.
| Recommendations |
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| APPENDIX 1 Literature search |
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Search strategy:
Database: OVID MEDLINE(R) <1966 to June Week 4 2005>
Search strategy:
| APPENDIX 2 OVID Limit "Therapy (Sensitivity)" |
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| APPENDIX 3 Jadad score |
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Scoring the items:
Either give a score of 1 point for each "yes" or 0 points for each "no." There are no in-between marks.
Give 1 additional point
If for question 1, the method to generate the sequence of randomization was described and it was appropriate (table of random numbers, computer generated, etc.)
and/or:
If for question 2, the method of double blinding was described and it was appropriate (identical placebo, active placebo, dummy, etc.)
Deduct 1 point if:
If for question 1, the method to generate the sequence of randomization was described and it was inappropriate (patients were allocated alternately, or according to date of birth, hospital number, etc.)
and/or:
For question 2, the study was described as double blind but the method of blinding was inappropriate (e.g., comparison of tablet vs injection with no double dummy)
Jadad AR, Moore RA, Carroll D, et al. Assessing the quality of reports of randomized clinical trials: is blinding necessary? Control Clinical Trials 1996; 17: 112.
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| Footnotes |
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Accepted for publication February 10, 2006. Revision accepted February 21, 2006.
| References |
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